Before developing any regulatory compliance program, we establish a rigorous and exhaustive analysis of our clients’ operations and processes to identify their risks and design the plan that best suits their needs.

We develop tailor-made compliance programs, manuals and codes of conduct in order to establish processes and a corporate culture that prevent and mitigate potential criminal risks. We also provide specialised training to enable the organisation to incorporate a culture of compliance.

Finally, we implement every last detail of the program within the organisation.

We defend our clients in all criminal proceedings in which they may be involved as a result of criminal activity carried out within their organisation.

Main services of Caro & Asociados in Compliance:

• Risk identification, analysis, assessment and prevention
• Design, implementation and control of Compliance Programs, Manuals and Codes of Conduct.
• In-company training
• Advising managers and directors on corporate decision making
• Advising Compliance Officers and Auditors in the performance of their duties

We regularly review, oversee and monitor the effectiveness of compliance models through internal and external audits.

In addition to analysing and monitoring the evolution of the implemented programs, we evaluate Compliance Officers and auditors in the performance of their duties.

Establishing in-company awareness of offences that may give rise to criminal liability for the company is one of the fundamental pillars for mitigating criminal risks.

At Caro & Asociados, we offer the best training plans for the different stakeholders of the company. Our main objective is to generate a culture of regulatory compliance in employees, administrators and managers.