We are an undisputed benchmark in regulatory compliance. Our proven and extensive national and international experience positions us as the only compliance boutique in Peru.
Why implement a compliance system?
Business activities are subject to criminal liability generated by third parties (suppliers/customers), employees and/or collaborators. As a consequence, the identification, management and adequate control of business risks are key issues to minimise risks in our clients’ operations that impact both their income statement and their reputation.
Identification and analysis of criminal risks.
Elaboration of procedures.
Implementation of the Compliance Program.
Establishment of a compliance culture in the company’s personnel.
Effective defense
in litigation for non-compliance with regulations
Internal audit and periodic verification
Before developing any regulatory compliance program, we establish a rigorous and exhaustive analysis of our clients’ operations and processes to identify their risks and design the plan that best suits their needs.
We develop tailor-made compliance programs, manuals and codes of conduct in order to establish processes and a corporate culture that prevent and mitigate potential criminal risks. We also provide specialised training to enable the organisation to incorporate a culture of compliance.
Finally, we implement every last detail of the program within the organisation.
We defend our clients in all criminal proceedings in which they may be involved as a result of criminal activity carried out within their organisation.
Main services of Caro & Asociados in Compliance:
We regularly review, oversee and monitor the effectiveness of compliance models through internal and external audits.
In addition to analysing and monitoring the evolution of the implemented programs, we evaluate Compliance Officers and auditors in the performance of their duties.
Establishing in-company awareness of offences that may give rise to criminal liability for the company is one of the fundamental pillars for mitigating criminal risks.
At Caro & Asociados, we offer the best training plans for the different stakeholders of the company. Our main objective is to generate a culture of regulatory compliance in employees, administrators and managers.
COMPLIANCE PRACTICE
INSTITUTIONS ADVISED
ADVICE ON LEGISLATIVE PROCESSES IMPACTING THE COMPLIANCE INDUSTRY
